President Trump’s social media company is moving to position itself as a financial services firm that…
Securities and Commodities Violations
S.E.C. Moves to Scale Back Its Crypto Enforcement Efforts
The Securities and Exchange Commission is moving to scale back a special unit of more than…
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
Vanguard, the large mutual fund company, has agreed to pay $106 million in restitution to settle…
Robinhood to Pay $45 Million Fine to Settle SEC Charges
Robinhood was hit with $45 million in fresh fines from the Securities and Exchange Commission on…
Former MoviePass Executive Pleads Guilty to Fraud Over ‘Unlimited’ Plan
Theodore Farnsworth, the former chief executive of the parent company of MoviePass, pleaded guilty to securities…